by Philip Martin McCaulay (Author)
This book will help investment professionals pass the Series 6 Investment Company and Variable Contracts Products Representative Qualification Examination. It contains eighteen practice exams and a study guide. The sample questions are the type that are most likely to appear on the Series 6 test and are in the same format as those on the exam. The questions are straightforward multiple-choice questions with four choices and one best answer.
Part I of this book contains the sample exams with a total of 1,800 questions. Each 100-question practice test is followed by the answer key. After the answer key, the practice exam is displayed with the answers shown. The questions by function are in the same proportion as the topic weightings on the Series 6 test. Part II of this book has a study guide in outline form. It features material on each function covered on the Series 6 Test, including 1) Seeks Business for the Broker-Dealer from Customers and Potential Customers, 2) Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives, 3) Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets, and Maintains Appropriate Records, and 4) Obtains and Verifies Customers' Purchase and Sales Instructions; Processes, Completes, and Confirms Transactions. The study guide includes details on the math formulas needed for the test.Author Biography
Philip Martin McCaulay has sold thousands of study guides and practice exam books in the fields of pensions, investments, finance, real estate, math, and massage therapy; including over thirty category top-100 bestsellers for Amazon's Kindle platform. His books on the Series 6, 7, 63, 65, and 66 exams are top-25 bestsellers in the professional study guide category. His books are in the holdings of libraries all over the world including the Library of Congress. He has also written category bestsellers in card games, history, and cooking. Philip Martin McCaulay is an actuary with a BA in Mathematics from Indiana University. He is a Fellow of the Society of Actuaries (FSA), an Enrolled Actuary (EA), a Fellow of the Conference of Consulting Actuaries (FCA), and a Member of the American Academy of Actuaries (MAAA). He is an elected member of the Society of Actuaries Pension Section Council and serves on the Pension Section Communication Team. He is the editor of the Society of Actuaries Pension Section News. He volunteers to write, publish, and ship free copies of books to troops and military families through Operation Paperback.
Number of Pages: 558
Dimensions: 1.13 x 11 x 8.5 IN
Publication Date: April 22, 2014