NASAA Uniform State Law Act Examination Course: Series 63 - Paperback

by Securities and Insuran For Exam Success (Author)

The Uniform Securities Agent State Law Examination was developed by NASAA in cooperation with representatives of the securities industry and industry associations. The examination, called the Series 63 exam, is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant's knowledge and understanding of state law and regulations.

Author Biography

Securities & Insurance Training for Exam Success, LLC is an exam preparation and continuing education company, designed to assist insurance and securities professional who are seeking to obtain or maintain their licensing. You can find more information regarding the different types of study manuals offered for insurance pre-licensing prep and securities qualification examination as well as state-specific continuing education courses at www.sit4exam.com.